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Financial encyclopediaReviewed 2026-10-23

State Regulators

In addition to state securities regulators , there are a number of state agencies that may be able to assist you with your problems and questions. For example, if you have concerns about viatical settlements , you may want to speak to your state insurance regulator. If you've purchased a certificate of deposit from a bank and have problems or questions about your investment, you may want to direct them to your state banking regulator.

Sources and references ↗
PROFILE / FACT FILE

Concept at a glance

Term
State Regulators [1]
Subject area
Investor.gov glossary [1]
Jurisdiction / scope
US regulatory and investor-education context [1]
Primary reference
SEC · Investor.gov [1]

Definition and explanation

In addition to state securities regulators , there are a number of state agencies that may be able to assist you with your problems and questions. For example, if you have concerns about viatical settlements , you may want to speak to your state insurance regulator. If you've purchased a certificate of deposit from a bank and have problems or questions about your investment, you may want to direct them to your state banking regulator. [1]

We've listed below links to the websites of some of the state regulators you may find useful: [1]

You can find more information on the GSA's Federal Consumer Information Center website. [1]

Source-supported connections

State Regulators → Mentioned in the official explanation → Certificate of Deposit [1]
State Regulators → Mentioned in the official explanation → State Securities Regulators [1]
State Regulators → Mentioned in the official explanation → Viatical Settlements [1]

Frequently asked questions

What does State Regulators mean in the cited reference?

In addition to state securities regulators , there are a number of state agencies that may be able to assist you with your problems and questions. For example, if you have concerns about viatical settlements , you may want to speak to your state insurance regulator. If you've purchased a certificate of deposit from a bank and have problems or questions about your investment, you may want to direct them to your state banking regulator. [1]

RELATION MAP

State Regulators connection map

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State Regulators

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Links retain their source-specific meaning. Award-time affiliations and links to related reading are not claims about current appointments or economic causation.

Sources and review dates

  1. US SEC · Investor.gov — State Regulators ↗

Reviewed 23 October 2026. Historical dates and award-time affiliations retain their original context. A review date is not an event date. Background sources are identified separately from official records.

Content preparation: source-based compilation with AI assistance. See methods and attribution. Named sources identify the underlying records; no individual expert review is claimed.